Margin Operations Specialist

New

Skills

AI integration Automation tools Critical thinking Customer service Data analysis Financial regulations Margin operations Problem-solving Process improvement Regulatory compliance

As a Margin Operations Specialist, you will take ownership of daily margin processes and manage complex transactions. This role involves collaborating with customer-facing teams to address margin inquiries and escalating high-risk activities by performing trend analysis and proposing resolutions. Your focus will be on improving margin operations efficiency and enhancing the customer experience through the application of AI and data-driven decision-making.

Key Responsibilities
  • Own daily margin processes and complex transactions.
  • Partner with customer-facing teams on margin inquiries.
  • Escalate high-risk activity with trend analysis and resolutions.
  • Improve margin operations efficiency and customer experience.
  • Apply margin operations knowledge with regulatory insights and AI.
Required Skills & Qualifications
  • Deep knowledge of retail brokerage margin operations and related regulations.
  • Proven track record of automation and process improvement with AI.
  • Extreme attention to detail and accountability for results.
  • Strong problem-solving skills and critical thinking abilities.
  • Self-motivated with an action bias in a fast-paced environment.
  • FINRA Series 7; interest in obtaining Series 24.

No forms. Your profile is generated instantly.

Job Type: Remote

Salary: Not Disclosed

Experience: Entry

Duration: Months

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