Compliance Lead Advisory

New

Skills

Compliance Certifications Compliance Risk Management Consumer Financial Laws Cross-Functional Collaboration Financial Services Expertise Marketing Material Review Regulatory Compliance Risk Assessment Strong Communication Skills Training Development

The Compliance Lead, Product Advisory will play a crucial role in collaborating with product teams to identify and mitigate compliance risks in the financial services sector. This position involves reviewing marketing materials for regulatory compliance and partnering across various departments including Compliance, Legal, Risk, and Product.

Key Responsibilities
  • Collaborate with Product teams to mitigate compliance risks.
  • Review and approve marketing materials for regulatory compliance.
  • Partner cross-functionally with Compliance, Legal, Risk, and Product teams.
  • Develop and maintain compliance training and reference materials.
  • Support risk assessment and control inventory efforts in a fast-paced environment.
Requirements & Qualifications
  • Bachelor’s degree or equivalent; compliance certifications a plus.
  • 5+ years in a compliance product advisory role within financial services.
  • Experience with TILA (Reg Z) and/or EFTA (Reg E) for consumer products.
  • Knowledge of consumer financial laws including UDAAP and FCRA.
  • Strong communication skills to present complex issues clearly.

No forms. Your profile is generated instantly.

Job Type: Remote

Salary: Not Disclosed

Experience: Entry

Duration: Months

Share this job:

Similar Jobs

SOX Technical Control Testing

Posted 55 days ago

Evaluate and test IT controls for SOX compliance.

Collaborate with technology teams to assess and improve control design.

Accounting Change Management Communication Documentation

KYB & KYV Compliance Lead

Posted 55 days ago

Lead KYB & KYV Compliance Operations

Enhance Risk and Compliance Procedures

Audit Compliance Data Analysis Elliptic

Legal Counsel, Fintech Remote

Posted 55 days ago

Provide comprehensive legal support across business functions

Ensure compliance in commercial and product operations

Compliance Corporate Governance Regulatory Compliance

Regional Compliance Officer

Posted 55 days ago

Lead regional compliance oversight for Airtm in India.

Implement and monitor AML/CFT measures for the region.

Anti-money Laundering Audit Communication Compliance

Legal Counsel - Airtm

Posted 55 days ago

Provide legal counsel on high-profile projects

Draft and negotiate contracts with various partners

Compliance Corporate Governance Licensing Project Management

Sales Floor Leader

Posted 55 days ago

Drive sales goals, Provide exceptional customer service, Manage inventory levels, Enforce company

licies, Support store

Communication Skills Financial Acumen Interpersonal Skills Organizational Skills

Compliance Program Director

Posted 55 days ago

Lead and shape Alma's compliance program

Ensure alignment with industry regulations

Communication Compliance Director Documentation

Remote Accounting Manager Role

Posted 55 days ago

Hire experienced accounting manager

Enable full-time remote work

Accounting Accounts Receivable Analytical Skills Data Analysis

Compliance Analyst Lead

Posted 55 days ago

Ensure high-quality onboarding for charities and campaigns

Safeguard JustGiving from financial crime risks

Analyst Compliance Data Analytics Documentation

Enterprise Risk Management Analyst

Posted 55 days ago

Develop and operationalize enterprise risk management programs

Assess and monitor enterprise-wide risks and internal controls

Analyst Communication Compliance Documentation

Security Risk Management Lead

Posted 55 days ago

Establish and execute security risk management strategies

Drive innovation in risk assessment and modelling

Cloud Cybersecurity Cyber Security IOT

Senior Compliance Manager USA

Posted 55 days ago

Hire a Senior Compliance Manager

Promote remote work flexibility

Compliance Compliance Management Data Privacy GDPR

Senior Security Consultant- GRC

Posted 55 days ago

Deliver successful consulting engagements across Governance offerings.

Perform maturity assessments against NIST CSF and other security frameworks.

Documentation Infosec Leadership Nist csf

Senior Counsel - Employment Compliance

Posted 55 days ago

Lead global employment and compliance strategy

Spearhead Future of Work in AI

Analytical Skills Communication Communication Skills Compliance

Senior GRC Security Engineer

Posted 55 days ago

Develop and manage GRC programs

Ensure regulatory and security compliance

Compliance Engineer Go Linux

Global Geo Expansion Manager

Posted 55 days ago

Drive global market expansion initiatives

Align regulatory and compliance strategies

Business Development Cross-functional Collaboration Excel Financial Modeling

Business Development, Crypto Equities

Posted 55 days ago

Expand tokenized equities adoption

Drive high-impact strategic partnerships

Blockchain Business Development Capital Markets Partnerships

Geo Expansion Manager Role

Posted 55 days ago

Drive global market expansion

Ensure regulatory compliance and license acquisition

Business Development Cross-functional Collaboration Excel Financial Modeling

Principal Business Development xStocks

Posted 55 days ago

Drive strategic partnerships in crypto and blockchain.

Accelerate adoption of tokenized and traditional equities.

Blockchain Business Development Capital Markets Cryptocurrency

Legal Director (Wealth)

Posted 55 days ago

Provide legal and regulatory advice for wealth management roadmap - Draft agreements and

for products - Oversee governance and risk matters - Communicate complex legal concepts - Balance

Corporate law Legal Drafting Project Management Regulatory Compliance

Channel Manager

Posted 55 days ago

Develop and communicate channel strategies tailored to education sector, Identify and recruit

gic partners, Provide training and enablement, Cultivate strong relationships, Conduct market

Contract Management Crm software G-suite Market Analysis

Safety Project Manager

Posted 55 days ago

* Ensure compliance with health and safety regulations * Lead safety initiatives on construction

es * Develop and implement safety training programs * Conduct incident investigations * Collaborate

Communication Skills Project Management Regulatory Compliance Risk Assessment

AI Insurance Project Expert

Posted 55 days ago

Evaluate and validate AI insurance outputs

Provide expert feedback on actuarial and insurance methodologies

Insurance Python R Regulatory Compliance

Remote GRC Analyst

Posted 55 days ago

Hiring a remote GRC Analyst for a banking startup.

Position can be done remotely in Canada or the US.

Analytical Skills Compliance Governance Frameworks Problem-solving Skills

Remote Corporate Finance Lead

Posted 55 days ago

Manage financial planning for startup-oriented banking services

Collaborate with cross-functional teams to drive strategic decisions

Budgeting Data Analysis Excel Finance

Senior CSV Specialist CRO

Posted 55 days ago

Lead and manage CSV activities for clinical systems

Ensure compliance with regulatory guidelines (GxP, 21 CFR Part 11)

Audit Clinical Research Communication Documentation

Staff Product Manager Role

Posted 55 days ago

Hire a remote staff product manager

Drive user growth for MongoDB

Agile Methodologies Cross-functional Collaboration Data Analysis Growth Strategy

Finance Controls Analyst Role

Posted 55 days ago

Hire remote finance analyst

Ensure internal financial controls

Analytical Skills Finance Financial Reporting Internal Controls

Senior Payroll Analyst Position

Posted 55 days ago

Manage payroll processes for North America.

Ensure accuracy and compliance with regulations.

Accounting Analytical Skills Collaboration Communication

Regulatory Compliance Specialist

Posted 55 days ago

Proactively manage and respond to regulatory requests

Coordinate compliance audits and support business units

Legal background Problem-solving Project Management Regulatory Compliance

Senior Compliance Analyst Role

Posted 55 days ago

Hire a Senior Compliance Analyst

Offer a remote, full-time role

Communication Skills Compliance Data Analysis Legal

SOX & PCI Compliance Specialist

Posted 55 days ago

Support SOX and PCI DSS compliance initiatives

Evaluate and test internal controls for financial and payment systems

Accounting Compliance Infosec Internal Controls

Scaffold Manager

Posted 55 days ago

Lead supplier negotiations, Drive category performance, Monitor adherence and manage risks,

t value and efficiency improvements, Collaborate with internal

Communication Skills Continuous improvement Market Analysis Regulatory Compliance

Senior External Comms Associate

Posted 55 days ago

Hiring a Senior Associate for External Communications role in Europe.

Remote full-time position for United Kingdom applicants.

Communications Independence Organizational Skills Remote Work

Compliance Specialist

Posted 55 days ago

Assess data and photos for technical risks, Collate and report on findings, Communicate with

s on results, Comprehend regulator issued results, Support new

Communication Skills Google Sheets Regulatory Compliance

Payments Operations Director

Posted 55 days ago

Define and manage core payment operations metrics

Implement fraud prevention and risk management strategies

Compliance Director Financial Analysis Fraud Prevention

Remote Security Manager Role

Posted 55 days ago

Hire a remote Security Manager

Ensure payment system security

Compliance Management Leadership Network Security Payment Processing

UK Comm. Manager

Posted 55 days ago

Lead communication strategy

Manage external communications

Communications Independent Work Media Relations Pr

Finance Operations Manager Role

Posted 55 days ago

Hire a remote Finance Operations Manager

Streamline financial operations for enterprise teams

Accounting Budgeting Compliance Management Data Analysis

APAC HR Compliance Lead

Posted 55 days ago

Ensure HR compliance across APAC region

Collaborate with People and Legal teams

Communication Compliance Cross-functional Collaboration Documentation

Remote Senior Accounting Manager

Posted 55 days ago

Hiring a Senior Accounting Manager for North America remotely.

Full-time position with no geographical restrictions.

Accounting Audit Budgeting Finance

Strategic Integration Consultant

Posted 55 days ago

Drive strategic integrations with non-Visa partners

Prioritize and evaluate business opportunities

Financial Modeling Go-to-market strategy Partnerships Program Management

Partnerships Integration Consultant

Posted 55 days ago

Lead and prioritize strategic integrations

Drive technical, commercial, and operational alignment

Financial Modeling Go-to-market strategy Partnerships Program Management

Mortgage Broker Opportunity

Posted 55 days ago

Hiring a licensed mortgage broker for client solutions and business growth

Seeking a proactive and detail-oriented individual with strong communication skills

Client Relationship Management Communication Skills Detail-oriented Proactive Mindset