Regulatory Compliance Associate

New

Skills

Ai Tools ASIC Financial Services Regulatory Compliance Risk Management Workflow design Written Communication

Oversee and implement Coinbase Australia’s regulatory compliance framework. Monitor Target Market Determinations (TMDs) and support DDO governance. Maintain regulatory breach register; coordinate breach assessments and ASIC notices. Maintain structured records and audit trails per AFSL, RG 175, and regs. Prepare for ASIC regulatory engagement; draft responses and logs. 3+ years in compliance, regulatory, or risk roles in Australian financial services. Knowledge of Corporations Act 2001 (ch. 7) and ASIC guidance. Strong attention to detail; ability to perform tasks under time pressure. Effective written communication for regulatory correspondence and reports. Ability to work independently on BAU regulatory tasks; escalate when needed. Comfort designing workflows in a fast-paced environment and openness to AI tools. Bonus eligibility and equity eligibility. Medical, dental, and vision benefits. Company offsites multiple times annually. Remote-first culture with in-person collaboration.

Key Responsibilities
  • Oversee and implement regulatory compliance framework
  • Monitor Target Market Determinations (TMDs) and support DDO governance
  • Maintain regulatory breach register and coordinate assessments
  • Maintain structured records and audit trails per AFSL and RG 175
  • Prepare for ASIC engagement; draft responses and logs
Required Skills & Qualifications
  • 3+ years in compliance, regulatory, or risk roles in Australian financial services
  • Knowledge of Corporations Act 2001 (ch. 7) and ASIC guidance
  • Strong attention to detail and ability to work under time pressure
  • Effective written communication for regulatory correspondence and reports
  • Ability to work independently and escalate when needed

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Job Type: Remote

Salary: Not Disclosed

Experience: Entry

Duration: 12 Months

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