Accountant Capital Markets

New

Skills

Capital Requirements Compliance Monitoring Financial Statement Preparation FINRA Regulations GAAP Internal/External Audits Liquidity Management Public Accounting Regulated Financial Services SEC Regulations

We are seeking a skilled Accountant to support our Capital Markets team in ensuring timely reporting to regulatory bodies such as the CFTC and NFA. The ideal candidate will play a key role in the financial close process for FCM and Broker Dealer entities, and will assist in preparing monthly financial statements, quarterly, and annual results.

Key Responsibilities
  • Support timely reporting to CFTC, NFA, and other regulators.
  • Assist in the monthly close for FCM and Broker Dealer entities.
  • Prepare monthly financial statements and quarterly/annual results.
  • Support internal/external audits for FCM and Broker Dealer.
  • Assist in monitoring internal controls over compliance and accounting policies.
  • Monitor daily liquidity and capital requirements.
Requirements & Qualifications
  • 3-5 years of experience in public accounting or regulated financial services.
  • BA/BS in Accounting or related field.
  • Must work EST hours to meet daily regulatory filing deadlines.
  • CPA strongly preferred.
  • Experience with Big 4 accounting firms.
  • Familiarity with FINRA/SEC broker-dealer rules and regulations.
  • In-person participation required throughout the year.
  • Team and company offsites held multiple times annually.
  • Medical, dental, vision, and 401(k) benefits provided.

No forms. Your profile is generated instantly.

Job Type: Remote

Salary: Not Disclosed

Experience: Entry

Duration: Months

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