Empowering Chief Compliance Officers with Orion Advisor Tech Solutions

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Empowering Chief Compliance Officers with Orion Advisor Tech Solutions

Orion Advisor Tech: Revolutionizing Compliance Management

Orion Advisor Tech provides cutting-edge solutions tailored to Chief Compliance Officers, ensuring firms are protected and equipped to navigate complex regulatory landscapes. With a streamlined and flexible RegTech solution, Orion empowers compliance officers to boost their compliance management programs and remain exam-ready. The platform stands out in client satisfaction, ranking first among providers in the Kitces Report AdvisorTech Survey from 2021 to 2023.

Key Features of Orion Compliance Solution

Orion's compliance management software offers a comprehensive set of tools to support Chief Compliance Officers. From employee oversight and firm monitoring to client data aggregation and central document management, the platform ensures a seamless compliance process. Automatic data aggregation creates a robust paper trail, while team training and assessment features keep colleagues informed on the latest policies. The centralized document library streamlines access to critical documentation, reducing the risk of misplacement.

Enhancing Security and Reporting Capabilities

Orion Compliance guarantees secure access from any location, promoting flexibility without compromising on digital security. The platform allows for seamless internal auditing and reporting, enabling firms to pull necessary reports and identify gaps before regulatory inspections. By sharing calendars, policies, and procedures, Chief Compliance Officers can monitor their team's compliance requirements effectively, fostering a culture of accountability within the organization.

Unlocking Orion's Due Diligence Kit Brochure

Orion's Due Diligence Kit offers a comprehensive suite of products and services designed to empower advisors. This tech-enabled fiduciary process assists advisors in attracting new clients, aligning planning goals with investment strategies, and achieving financial success for investors. The Fiduciary Flywheel integrates essential components to enhance productivity, client satisfaction, and firm growth, making it an indispensable tool for advisory practices.

Preparing for Regulatory Examinations with Orion

Orion guides Chief Compliance Officers in achieving exam readiness to swiftly respond to regulatory requests from the SEC. The platform emphasizes the importance of establishing a dynamic, always-on compliance program to mitigate risks and avoid potential fines. By implementing best-practice processes, rigorous testing, and dedicated resources, firms can ensure they are fully prepared for regulatory examinations, safeguarding their reputation and financial well-being.

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Orion Advisor Tech Release Highlights and Product Updates

October 2024 Update Highlights

In the latest Orion Advisor Tech Release for October 2024, several key features and improvements have been introduced. The Advisor Portal now offers enhanced Proposal Registration Titles for better organization and clarity. Compliance measures have been upgraded with improved Pre-Clearance User Interface (UI). The Planning module boasts Dynamic Navigation capabilities for better user experience. Additionally, the Trading section now includes Eclipse Model Tolerance Updates for precision in model management. These updates aim to enhance the advisor experience and streamline operations.

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Empowering Financial Advisors with Customizable Investment Solutions

Investment Philosophy

Orion Advisor Tech believes in investment excellence through a balanced mix of growth-oriented, stable, and diversifying assets. This philosophy enables investors to focus on outcomes while ensuring a well-rounded investment approach.

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Empowering Wealth Management with Brinker Capital Investments

Proprietary Investments for Better Outcomes

Brinker Capital Investments offers a range of proprietary investments designed to help clients achieve their financial goals. These investments are meticulously crafted by an experienced team that conducts extensive due diligence to ensure they deliver better outcomes. With a focus on balancing opportunity with risk, these proprietary investments are tailored to build and protect wealth for investors across various markets.

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Unleashing Growth Potential with Scalable Technology: Orion Advisor Tech Solutions

The Challenge of Managing Growing Client Bases

In today's fast-evolving financial landscape, advisors and their leadership teams are faced with the daunting task of effectively managing a growing number of clients and the escalating volume of data. This challenge can hinder efficiency, data management, client experience, and overall competitive advantage. Recognizing the need for a scalable technology stack is crucial to navigate these complexities and unlock the full potential for growth and success.

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Elevate Your Wealth Management with Orion Advisor Tech

Market Commentary and Insights

Orion Advisor Tech offers a range of tailored newsletters that provide sharp market commentary, the latest wealthtech insights, behavioral finance trends, and more. With subscriptions to newsletters like "The Weekly Wire" penned by Rusty Vanneman, Chief Investment Officer for Orion, advisors can start each week with valuable market perspectives. Additionally, the monthly commentary from Orion's Investment Management Team keeps subscribers informed about market events and industry news. The platform also offers insights on portfolio construction with CIO Rusty Vanneman creating tasty portfolios alongside third-party investment strategists to help clients achieve their financial goals.

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